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Corporate Retirement Plan Advisory Services

Our Corporate Retirement Plan Services are focused on making sure the Corporate Retirement Plan for your Company is tailored to meet your specific business needs while ensuring the costs and fees are appropriate for the number of employees and assets within the Plan.  The majority Plans administered by large payroll providers which are "one size fits all"  do not take into account the specific needs of your company, have confusing and excessive fees and do not provide the Employer or Employee of the Company any personalized advice.   The key aspects of our Corporate Retirement Plan Adivsory Services.:

Plan Design and Implementation:

We assist employers in designing and implementing the Plan (e.g, 401(k) plans, Profit Sharing, Cash balance plans, etc) that align with the company’s goals and comply with legal requirements.  We help choose investment options, contribution limits, vesting schedules and many other Plan features that meets the goals of the Company and the needs of their Employees.

Employee Education:

We educate employees about the Plans, investment choices, and the importance of saving for retirement.
We offer in person meetings with employees, online webinars, and one-on-one sessions depending on the needs of the employees.

Investment Selection and Monitoring:

We guide the Employer in selecting appropriate investments for the Plan to ensure the employees are given sufficient options to meet their investment goals. 
We regularly review fund performance and adjust investment options as needed.

Fiduciary Responsibility:

We act as fiduciaries, meaning we must act in the best interest of plan participants.
We monitor plan fees, assist plan sponsor and administrators to ensure compliance, and minimize conflicts of interest.

Corporate Retirement Plan Advisory Fee Schedule

Investable AssetsPercentage*
$0,000 – $500,000.70%
$500,001 – $1,000,000.60%
$1,000,000 – $2,500,000.50%
$2,500,000 – $4,000,000.40%

* Recordkeeping, Administrative and Investment Expenses  in addition to Advisory Fees. Fee Schedule is tiered. Fee schedule is subject to exceptions.

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